Regulatory compliance

We are totally familiar with the regulations governing the distribution of insurance products (Insurance Distribution Directive, Anti-Money Laundering, etc.).

SPB is distinguished by its expertise and knowledge of numerous sets of regulations governing the distribution of insurance (FSMA, CBE, DDA, GDPR, etc.).


Advising and training for distributing insurance products

The distribution of insurance products is a highly regulated business. We will guide you in meeting these tough compliance requirements. For example, we advise you on the status to be adopted by your company for distributing insurance products, while also offering you training modules and programmes for presenting your employees’ activities handling distribution functions.


We draft the documents for communicating information and other notices associated with insurance products. Introduced by the DDA, standardised, mandatory pre-contractual information is designed to enable customers to compare offers and to make an informed choice. In this context, we provide you with standardised information documents making it possible to understand, in two pages, the main points of the policy: what is covered, exclusions, the price, guarantees, etc.

Designing compliant information documents


Incorporating all the regulatory requirements into your customer processes

Our teams have the knowledge about the regulations and technology needed to incorporate regulatory requirements into your customer processes. For example, we know how to incorporate the requirements about money laundering and the financing of terrorism into our policy subscription processes, during the life of the policy and in the process of making a claim.